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5176 media releases found
28 September 2020 MEDIA RELEASE
20-223MR Avrohom Kimelman and Don Evans charged with market manipulation offences

Former Quantum Resources Ltd (Quantum) director Avrohom Mordechai Kimelman, of St Kilda East Victoria, and Don George Evans, of Inglewood WA, ...

24 September 2020 MEDIA RELEASE
20-222MR ½ñÈÕÈÈÃÅʼþrestricts certain retail offers of ‘stub equity’ in takeovers to maintain investor protection

½ñÈÕÈÈÃÅʼþhas modified the Corporations Act to prevent stub equity offers of scrip in a proprietary company being made to large numbers of retail target ...

23 September 2020 MEDIA RELEASE
20-221MR Former director charged with making false statement

Mr Zinan Ou of Beverley Park in New South Wales has been charged with making a false or misleading statement in a document lodged with ASIC. ...

23 September 2020 MEDIA RELEASE
20-220MR ½ñÈÕÈÈÃÅʼþextends COVID-19 relief for certain capital raisings and financial advice

½ñÈÕÈÈÃÅʼþis extending the temporary relief for capital raisings and financial advice due to the continuing uncertain impacts of COVID-19. ½ñÈÕÈÈÃÅʼþis also ...

22 September 2020 MEDIA RELEASE
20-219MR ½ñÈÕÈÈÃÅʼþand IOSCO report on conflicts of interest within debt capital raising process

½ñÈÕÈÈÃÅʼþhas today issued Report 668 Allocations in debt capital market transactions (REP 668). REP 668 outlines findings from ASIC’s surveillance of ...

22 September 2020 MEDIA RELEASE
20-218MR ½ñÈÕÈÈÃÅʼþtells fund managers to be ‘true to label’

A recent ½ñÈÕÈÈÃÅʼþsurveillance has found that fund managers must do more to ensure their products are ‘true to label’ – that the product name aligns with ...

22 September 2020 MEDIA RELEASE
20-217MR ½ñÈÕÈÈÃÅʼþenforcement update January to June 2020

½ñÈÕÈÈÃÅʼþhas today released its enforcement update report for the period 1 January to 30 June 2020. A copy of the report - outlining key actions taken ...

18 September 2020 MEDIA RELEASE
20-216MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Union Standard International Group

½ñÈÕÈÈÃÅʼþhas cancelled the Australian Financial Services (AFS) licence of Sydney-based retail over-the-counter (OTC) derivatives issuer Union Standard ...

18 September 2020 MEDIA RELEASE
20-215MR ½ñÈÕÈÈÃÅʼþmoves against SMSF auditor misconduct

½ñÈÕÈÈÃÅʼþhas added conditions to the registration of two auditors of self-managed superannuation funds (SMSFs). ½ñÈÕÈÈÃÅʼþadditional conditions were imposed ...

17 September 2020 MEDIA RELEASE
20-214MR ½ñÈÕÈÈÃÅʼþnotes reporting changes

½ñÈÕÈÈÃÅʼþnotes the decisions by the following companies: Nitro Software Limited – The decision to reduce both its contract assets and deferred revenue ...

Last updated: 10/08/2024 11:23