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The additional licence conditions imposed on Pershing Securities Australia Pty Ltd (PSAL) in December 2019 have been removed as of 14 December 2020. ...
½ñÈÕÈÈÃÅʼþis warning investors of a rise in imposter bond investment offers. Scammers pretend to be associated with well-known domestic and international ...
½ñÈÕÈÈÃÅʼþhas today released Consultation Paper 337 Externally administered companies: Extending financial reporting and AGM relief (CP 337) seeking ...
A former registered liquidator from Lewisham, New South Wales, Ms Amanda Young, has pleaded guilty to one count of fraud relating to the liquidation ...
½ñÈÕÈÈÃÅʼþhas banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years. A review of Mr Pavlidis’ advice ...
Hayley Joan Street of Richmond, Victoria has been disqualified from managing corporations for four years following her involvement in two failed ...
On 7 January 2021, the Administrative Appeals Tribunal (AAT) decided by consent that Mr Trajan John Kukulovski’s liquidator registration be suspended ...
½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence held by Halifax Investment Services Pty Limited (Halifax).The cancellation took ...
½ñÈÕÈÈÃÅʼþhas approved variations to the Banking Code of Practice (Code). The variations, as proposed by the Australian Banking Association (ABA), do the ...
On 23 December 2020, ½ñÈÕÈÈÃÅʼþcommenced civil penalty proceedings in the Federal Court against Squirrel Superannuation Services Pty Ltd (Squirrel) for ...
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