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5197 media releases found
22 June 2018 MEDIA RELEASE
18-182MR ½ñÈÕÈÈÃÅʼþenhances its enforcement toolkit beyond Australia’s borders

½ñÈÕÈÈÃÅʼþhas become one of the first signatories to the IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation ...

20 June 2018 MEDIA RELEASE
18-181MR ½ñÈÕÈÈÃÅʼþcancels Cairns liquidator’s registration

The registration of Mr Justin James Cadman as a registered liquidator was cancelled on 13 June 2018 following orders made on 8 June 2018 in the ...

20 June 2018 MEDIA RELEASE
18-180MR ½ñÈÕÈÈÃÅʼþreleases guidance for its oversight of the Australian Financial Complaints Authority (AFCA)

Ahead of the commencement of the Australian Financial Complaints Authority (AFCA) on 1 November 2018, ½ñÈÕÈÈÃÅʼþhas released new Regulatory Guide 267 ...

19 June 2018 MEDIA RELEASE
18-179MR ½ñÈÕÈÈÃÅʼþrestricts Henry Morgan Limited from issuing a reduced content prospectus

½ñÈÕÈÈÃÅʼþhas restricted Henry Morgan Limited (HML) from eligibility to issue a reduced-content prospectus until 8 June 2019. The decision means HML will ...

18 June 2018 MEDIA RELEASE
18-178MR Former financial adviser convicted for dishonest conduct

Former financial adviser, Gabriel Nakhl, was convicted in the District Court of New South Wales on 8 June 2018 on 8 charges brought by ½ñÈÕÈÈÃÅʼþof ...

18 June 2018 MEDIA RELEASE
18-177MR ½ñÈÕÈÈÃÅʼþpermanently bans former credit representative Colin Hulbert

½ñÈÕÈÈÃÅʼþhas permanently banned former credit representative Mr Colin William Hulbert, of Cairns, Queensland, from engaging in credit activity. Mr ...

15 June 2018 MEDIA RELEASE
18-176MR ½ñÈÕÈÈÃÅʼþreports on decisions to cut red tape – October 2017 to March 2018

½ñÈÕÈÈÃÅʼþhas released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a ...

15 June 2018 MEDIA RELEASE
18-175MR ½ñÈÕÈÈÃÅʼþcommences civil penalty proceeding against Westpac for poor financial advice

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court of Australia against Westpac Banking Corporation in relation to alleged poor financial advice ...

14 June 2018 MEDIA RELEASE
18-174MR ½ñÈÕÈÈÃÅʼþlaunches civil penalty proceedings against former Quintis managing director Frank Wilson

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court of Australia against Frank Cullity Wilson, former managing director of Quintis ...

13 June 2018 MEDIA RELEASE
18-173MR Bananacoast Community Credit Union pays $50,400 for misleading advertising and provides remediation to consumers

½ñÈÕÈÈÃÅʼþenforcement action has resulted in four infringement notices totalling $50,400 to Bananacoast Community Credit Union Pty Ltd (BCU) for ...

Last updated: 10/08/2024 11:23