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5197 media releases found
28 June 2018 MEDIA RELEASE
18-192MR SMSF advice needs significant improvement

Around 90% of financial advice on setting up a self-managed super fund (SMSF) did not comply with relevant laws, a review by the Australian ...

28 June 2018 MEDIA RELEASE
18-191MR Sydney woman jailed for dishonesty offences and dealing with proceeds of crime

Sydney woman Sarah Jane Busteed has been sentenced in the District Court of New South Wales to two years’ imprisonment following an ½ñÈÕÈÈÃÅʼþ...

28 June 2018 MEDIA RELEASE
18-190MR ½ñÈÕÈÈÃÅʼþcalls on retail OTC derivatives sector to improve practices

½ñÈÕÈÈÃÅʼþhas called on participants in the retail over-the-counter (OTC) derivatives sector to improve their practices after recent ½ñÈÕÈÈÃÅʼþactivities ...

28 June 2018 MEDIA RELEASE
18-189MR ½ñÈÕÈÈÃÅʼþbans financial adviser for 4 years

½ñÈÕÈÈÃÅʼþhas banned financial adviser Mr Graeme Ashley Cowper, of Oatley, NSW, from providing financial services for 4 years after an investigation found ...

27 June 2018 MEDIA RELEASE
18-188MR ½ñÈÕÈÈÃÅʼþtakes civil penalty action against AMP Financial Planning for alleged failures relating to insurance advices

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court today against AMP Financial Planning in relation to alleged failure by AMPFP to ensure its ...

27 June 2018 MEDIA RELEASE
18-187MR ½ñÈÕÈÈÃÅʼþreports on proxy adviser engagement practices

½ñÈÕÈÈÃÅʼþtoday published a report on proxy adviser engagement practices during the 2017 annual general meeting season. The report covers conduct observed ...

27 June 2018 MEDIA RELEASE
18-186MR Former Kimberley Diamonds executive chairman acquitted on two charges of misleading the market. Jury unable to agree on remaining charges

Mr Alexandre Alexander, the former executive chairman of Kimberley Diamonds Ltd (Kimberley Diamonds), was on 25 June 2018 found not guilty on two ...

27 June 2018 MEDIA RELEASE
18-185MR ½ñÈÕÈÈÃÅʼþbans former financial advisor and consultant for seven years

½ñÈÕÈÈÃÅʼþhas banned Mark Damion Kawecki of Frankston, Victoria from providing financial services for seven years. The banning follows an ½ñÈÕÈÈÃÅʼþ...

26 June 2018 MEDIA RELEASE
18-184MR ½ñÈÕÈÈÃÅʼþimposes licence conditions on Aurora Funds Management Limited

½ñÈÕÈÈÃÅʼþhas acted to address concerns about the operations of Aurora Funds Management Limited (Aurora), the responsible entity of several ASX-listed ...

25 June 2018 MEDIA RELEASE
18-183MR ½ñÈÕÈÈÃÅʼþaccepts court enforceable undertaking from Vantage Global Prime to address systems and controls inadequacies within its CFD business

½ñÈÕÈÈÃÅʼþhas accepted a court enforceable undertaking from Vantage Global Prime Pty Limited (Vantage). Vantage is an Australian Financial Services ...

Last updated: 10/08/2024 11:23