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5170 media releases found
8 July 2022 MEDIA RELEASE
22-175MR ½ñÈÕÈÈÃÅʼþhelps credit providers protect victims of family violence

½ñÈÕÈÈÃÅʼþhas adopted a temporary no-action position to enable large banks (‘eligible licensees’) to withhold the reporting of certain credit information ...

7 July 2022 MEDIA RELEASE
22-174MR ½ñÈÕÈÈÃÅʼþissues civil penalty proceedings against wholesale licensee Lanterne Fund Services for risk and compliance failures

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against Lanterne Fund Services Pty Ltd (Lanterne), alleging multiple failures to ...

5 July 2022 MEDIA RELEASE
22-173MR ½ñÈÕÈÈÃÅʼþreleases guidance for superannuation calculators and retirement estimates

½ñÈÕÈÈÃÅʼþhas released Regulatory Guide 276 Superannuation forecasts: Calculators and retirement estimates (RG 276) and a new legislative instrument ...

1 July 2022 MEDIA RELEASE
22-172MR ½ñÈÕÈÈÃÅʼþto communicate negative audit review findings to directors

½ñÈÕÈÈÃÅʼþhas announced that it will routinely communicate negative findings from its reviews of audit files to directors, rather than the current ...

1 July 2022 MEDIA RELEASE
22-171MR Disciplinary committee decision - Nicholas Crouch

On 24 June 2022, a committee convened to make a disciplinary decision about registered liquidator, Nicholas James David Crouch of Crouch Amirbeaggi, ...

1 July 2022 MEDIA RELEASE
22-170MR ½ñÈÕÈÈÃÅʼþsuspends AFS licence of ISG Financial Services Limited

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of ISG Financial Services Limited (ISG) (AFSL 290328) until 30 September 2022. ISG ...

1 July 2022 MEDIA RELEASE
22-169MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Quattro Management Pty Limited

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Quattro Management Pty Limited (AFSL 339558). The licence was cancelled on the ...

30 June 2022 MEDIA RELEASE
22-168MR Animoca Brands Corporation Limited convicted and fined for failing to lodge financial reports

Animoca Brands Corporation Limited ACN 122 921 813 has been convicted on charges of failing to lodge annual and half-yearly financial reports with ...

30 June 2022 MEDIA RELEASE
22-167MR ½ñÈÕÈÈÃÅʼþbans Melbourne based adviser David Ruthenberg for three years

½ñÈÕÈÈÃÅʼþhas banned Melbourne-based financial adviser David Noel Ruthenberg from providing financial services for three years. Mr Ruthenberg operated ...

30 June 2022 MEDIA RELEASE
22-165MR ½ñÈÕÈÈÃÅʼþsues Mercer Financial Advice for misleading customers about fees for no service and fee disclosure statement failures

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings in the Federal Court against Mercer Financial Advice (Australia) Pty Ltd (Mercer) for allegedly making ...

Last updated: 10/08/2024 11:23