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5199 media releases found
19 January 2016 MEDIA RELEASE
16-008MR ½ñÈÕÈÈÃÅʼþaccepts enforceable undertaking from Queensland financial adviser

½ñÈÕÈÈÃÅʼþhas accepted an enforceable undertaking (EU) from ClearView Financial Advice Pty Ltd representative, Jason Churchill, after he failed to meet ...

18 January 2016 MEDIA RELEASE
16-007MR Former Brisbane financial advisor jailed after pleading guilty to fraud charges

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Mr Thanh Tu, 38 years old, formerly of Forestdale, Brisbane, has today been sentenced to nine-and-a-half years ...

18 January 2016 MEDIA RELEASE
16-006MR ½ñÈÕÈÈÃÅʼþbans former representative of Macquarie Equities Limited

½ñÈÕÈÈÃÅʼþhas banned Mr Ben Rickman, of Point Cook, Victoria, from providing financial services for three years after he was found to not be adequately ...

15 January 2016 MEDIA RELEASE
16-005MR Former financial adviser pleads guilty

Mr Darren Wise of Rhodes, New South Wales, a former financial adviser, has pleaded guilty in the Maroochydore Magistrates Court to three charges of ...

14 January 2016 MEDIA RELEASE
16-004MR ½ñÈÕÈÈÃÅʼþbans former ANZ bank adviser for ten years

Following an investigation, ½ñÈÕÈÈÃÅʼþhas banned Mr Ben Cheung of Epping, NSW, from providing financial services for ten years. Mr Cheung was an ...

14 January 2016 MEDIA RELEASE
16-003MR ½ñÈÕÈÈÃÅʼþbans ACI Broking WA director for four years

½ñÈÕÈÈÃÅʼþhas banned Mr Wayne Robert Miller from providing financial services for four years. The banning comes after ½ñÈÕÈÈÃÅʼþcancelled the Australian ...

13 January 2016 MEDIA RELEASE
16-002MR Sydney man charged with making false statements to ½ñÈÕÈÈÃÅʼþand attempting to conceal or destroy documents

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Mr John Lindsay Merity, 69, of Vaucluse in New South Wales, appeared before the Downing Centre Local Court charged ...

11 January 2016 MEDIA RELEASE
16-001MR New Year financial resolutions from ASIC's MoneySmart – create a better financial future in 2016

½ñÈÕÈÈÃÅʼþis encouraging people to start the New Year with some positive financial resolutions following its new report which revealed that only about two ...

23 December 2015 MEDIA RELEASE
15-410MR ½ñÈÕÈÈÃÅʼþobtains interim court orders against director of Continental Coal Limited

Following an ½ñÈÕÈÈÃÅʼþapplication, the Federal Court in Perth has made interim asset preservation orders by consent of the parties against Peter Neil ...

22 December 2015 MEDIA RELEASE
15-409MR ½ñÈÕÈÈÃÅʼþconsults on 'sunsetting' class order about financial calculators

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to remake its class order on generic financial calculators. The class order is due to expire ...

Last updated: 10/08/2024 11:23