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5198 media releases found
4 July 2016 MEDIA RELEASE
16-216MR Gold Coast former financial advisor and accountant charged with multiple counts of fraud involving approximately $800,000

Following an ½ñÈÕÈÈÃÅʼþinvestigation, former financial adviser and accountant, Satvir Singh Birk, aged 40, of Reedy Creek, has today appeared in the ...

1 July 2016 MEDIA RELEASE
16-214MR ½ñÈÕÈÈÃÅʼþcancels AFS licence for failing to lodge financial statements

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Sydney-based Etern Wisdom Global Pty Ltd (Etern Wisdom) for failing to comply ...

1 July 2016 MEDIA RELEASE
16-213MR XTrade to change client money practices following ½ñÈÕÈÈÃÅʼþsurveillance

As a result of ASIC's intervention, licensed retail OTC derivatives issuer XTrade.au Pty Ltd (AFSL No. 343628) (XTrade), formerly O.C.M. Online ...

30 June 2016 MEDIA RELEASE
16-212MR ½ñÈÕÈÈÃÅʼþtargets misleading Chinese language home loan advertising

An ½ñÈÕÈÈÃÅʼþreview of advertising targeting Chinese speaking home buyers has prompted four mortgage broking firms to change their home loan advertising. ...

30 June 2016 MEDIA RELEASE
16-211MR Macquarie Bank Limited - conclusion of works undertaken by external expert

Today ½ñÈÕÈÈÃÅʼþhas removed the additional conditions which were imposed by ½ñÈÕÈÈÃÅʼþon the Australian financial services (AFS) licence of Macquarie Bank ...

30 June 2016 MEDIA RELEASE
16-210MR ½ñÈÕÈÈÃÅʼþsimplifies registration of company auditors

½ñÈÕÈÈÃÅʼþtoday released revised Regulatory Guide 180 Auditor Registration (RG 180) which simplifies and improves the registration process for prospective ...

29 June 2016 MEDIA RELEASE
16-209MR Former Sydney finance broker sentenced to intensive correction order

Former Sydney finance broker, Jennifer Mary Farias, has been sentenced to a one-year intensive correction order in the NSW Local Court after pleading ...

29 June 2016 MEDIA RELEASE
16-208MR ½ñÈÕÈÈÃÅʼþcancels licence of AFS wholesale service provider

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Ergo Capital Pty Ltd (AFS licence No 420978) for failing to comply with a ...

28 June 2016 MEDIA RELEASE
16-207MR ½ñÈÕÈÈÃÅʼþwarns 185 SMSF auditors to lodge annual statements or their registration will be cancelled

½ñÈÕÈÈÃÅʼþis sending a final warning to 185 approved SMSF auditors that their registration will be cancelled if their outstanding annual statements are ...

28 June 2016 MEDIA RELEASE
16-206MR ½ñÈÕÈÈÃÅʼþcancels Advamode's AFS licence

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Queensland-based Advamode Financial Pty Ltd (Advamode).  The cancellation was ...

Last updated: 10/08/2024 11:23