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5197 media releases found
12 August 2016 MEDIA RELEASE
16-254MR ½ñÈÕÈÈÃÅʼþbans former NSW director of Australian financial services licensee from financial services and credit activities

½ñÈÕÈÈÃÅʼþhas permanently banned the former director of an insurance broking company, Timothy Charles Pratten of New South Wales, from providing financial ...

11 August 2016 MEDIA RELEASE
16-253MR Company director disqualified from managing corporations

½ñÈÕÈÈÃÅʼþhas disqualified Mr Christopher Moylan, of New Lambton, New South Wales, from managing corporations for four years. The disqualification ...

11 August 2016 MEDIA RELEASE
16-252MR AAT affirms permanent banning of financial adviser by ASIC

The Administrative Appeals Tribunal (AAT) has upheld ASIC's decision to permanently ban former credit representative, Shiv Sahay from providing ...

10 August 2016 MEDIA RELEASE
16-251MR ½ñÈÕÈÈÃÅʼþconsults on ‘sunsetting’ class orders about non-monetary consideration managed investment schemes

½ñÈÕÈÈÃÅʼþtoday released a consultation paper proposing to remake its class orders on non-monetary consideration managed investment schemes, which is ...

9 August 2016 MEDIA RELEASE
16-250MR ½ñÈÕÈÈÃÅʼþreview of handling of confidential information and conflicts of interest by sell-side research and corporate advisory

An ½ñÈÕÈÈÃÅʼþreview of risks related to the handling of confidential information and conflicts of interests, particularly in the provision of sell-side ...

9 August 2016 MEDIA RELEASE
16-249MR Review of Australian equity market cleanliness

A review by ½ñÈÕÈÈÃÅʼþhas found an overall improvement in the measures of cleanliness in the Australian listed equity market over the past decade. Report ...

8 August 2016 MEDIA RELEASE
16-248MR Former Kleenmaid director found guilty of fraud and insolvent trading

A former director of Kleenmaid, Bradley Wendell Young, on Friday was found guilty on 18 charges arising from the collapse of the national whitegoods ...

8 August 2016 MEDIA RELEASE
16-247MR ASIC's enforcement report highlights key enforcement outcomes for January-June 2016

½ñÈÕÈÈÃÅʼþhas today released its enforcement report for the period 1 January 2016 to 30 June 2016. The report highlights ASIC's long-term challenges and ...

4 August 2016 MEDIA RELEASE
16-246MR ½ñÈÕÈÈÃÅʼþwarns investors about Titantrade.com

½ñÈÕÈÈÃÅʼþis warning the public not to click on any advertising being marketed under the brand 'Titantrade', a website by which trading in binary options ...

4 August 2016 MEDIA RELEASE
16-245MR ½ñÈÕÈÈÃÅʼþcancels licence of Pacific Millennium International Investment Group Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Pacific Millennium International Investment Group Pty Ltd (PMIIG) after it was ...

Last updated: 10/08/2024 11:23