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5195 media releases found
23 November 2016 MEDIA RELEASE
16-405MR ½ñÈÕÈÈÃÅʼþconsults on repealing ½ñÈÕÈÈÃÅʼþclass orders about holding client assets

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to repeal three class orders due to expire ('sunset') in 2017. These are: Class Order [CO ...

23 November 2016 MEDIA RELEASE
16-404MR ½ñÈÕÈÈÃÅʼþapproves the FPA Professional Ongoing Fees Code

½ñÈÕÈÈÃÅʼþhas provided relief for members of the Financial Planning Association of Australia (FPA) who subscribe to the FPA Professional Ongoing Fees Code ...

23 November 2016 MEDIA RELEASE
16-403MR ½ñÈÕÈÈÃÅʼþcancels credit licence of Rent To Own Appliances

½ñÈÕÈÈÃÅʼþhas cancelled the Australian credit licence of S & S Enterprises Pty Ltd, trading as appliance rental business Rent To Own Appliances, after ...

23 November 2016 MEDIA RELEASE
16-402MR Former listed public company director found guilty of dishonest conduct

Former TZ Limited director, Andrew John Sigalla, was late yesterday found guilty on 24 counts of dishonest conduct, following a 22-day trial before a ...

22 November 2016 MEDIA RELEASE
16-401MR Relief for foreign financial service providers from Luxembourg

½ñÈÕÈÈÃÅʼþhas extended its relief for foreign financial service providers (FFSPs) from the requirement to hold an Australian financial services (AFS) ...

21 November 2016 MEDIA RELEASE
16-400MR ½ñÈÕÈÈÃÅʼþaccepts voluntary undertakings from WA liquidators

½ñÈÕÈÈÃÅʼþhas accepted voluntary undertakings (VUs) from WA-based registered liquidators, Mr George Lopez and Mr Evan Verge, both of Melsom Robson, ...

21 November 2016 MEDIA RELEASE
16-399MR ½ñÈÕÈÈÃÅʼþcommences civil penalty proceedings against State One Stockbroking Ltd for failure to comply with market integrity rules

½ñÈÕÈÈÃÅʼþhas commenced civil penalty proceedings against State One Stockbroking Ltd (State One) in the Federal Court of Australia in Perth for failing to ...

18 November 2016 MEDIA RELEASE
16-398MR ½ñÈÕÈÈÃÅʼþbans former AMP Financial Planning representative from providing financial services for eight years

½ñÈÕÈÈÃÅʼþhas banned Mr James Edward McCarthy, a financial adviser from South Australia, from providing financial services until 14 November 2024. Mr ...

18 November 2016 MEDIA RELEASE
16-397MR Company director convicted for making a false statement in a document lodged with ASIC

Mr Sam Grace, a Sydney based company director, has pleaded guilty and was convicted of contravening section 1308(2) of the Corporations Act 2001  for ...

18 November 2016 MEDIA RELEASE
16-396MR ½ñÈÕÈÈÃÅʼþcharges former company director with fraud

Mr Shane Douglas Heal, of Kangaroo Point, New South Wales today appeared in the Brisbane Magistrates Court charged with three counts of fraud under ...

Last updated: 10/08/2024 11:23