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5194 media releases found
5 December 2016 MEDIA RELEASE
16-415MR Update on licence conditions of two CBA financial advice businesses: ½ñÈÕÈÈÃÅʼþreleases compliance report from KordaMentha Forensic

½ñÈÕÈÈÃÅʼþhas released the findings of a report by KordaMentha Forensic assessing the steps taken by Commonwealth Financial Planning Limited (CFPL) and ...

30 November 2016 MEDIA RELEASE
16-413MR ½ñÈÕÈÈÃÅʼþpermanently bans Christopher John Griggs from providing financial services

½ñÈÕÈÈÃÅʼþhas permanently banned Christopher John Griggs from providing financial services.  Mr Griggs was the sole director of Chris Griggs Insurance ...

29 November 2016 MEDIA RELEASE
16-412MR ½ñÈÕÈÈÃÅʼþextends the transition period for superannuation trustees and responsible entities to comply with updated fee and cost disclosure requirements

½ñÈÕÈÈÃÅʼþhas extended the transition period for trustees of superannuation funds and responsible entities of managed funds and other managed investment ...

29 November 2016 MEDIA RELEASE
16-411MR Australian Financial Services licence suspended for failing to lodge financial statements

½ñÈÕÈÈÃÅʼþhas suspended the Australian Financial Services (AFS) licence of Sydney-based Group Underwriters & Managers Pty Ltd (GUM) for three months ...

28 November 2016 MEDIA RELEASE
16-410MR ½ñÈÕÈÈÃÅʼþopening statement to the Parliamentary Joint Committee

Parliamentary Joint Committee on Corporations & Financial Services Good morning Chairman (Mr Steve Irons, MHR), and congratulations on your ...

28 November 2016 MEDIA RELEASE
16-409MR ½ñÈÕÈÈÃÅʼþbans former Westpac financial planner for eight years

½ñÈÕÈÈÃÅʼþhas banned Mr Anthony Bishop of Chelmer, Queensland, from providing financial services for eight years. ½ñÈÕÈÈÃÅʼþfound that during the period ...

28 November 2016 MEDIA RELEASE
16-408MR ½ñÈÕÈÈÃÅʼþlaunches new digital toolkit to help Australians navigate financial advice

A new online toolkit developed by ASIC's MoneySmart will enable Australians to better understand and navigate the financial advice process.  ASIC's ...

25 November 2016 MEDIA RELEASE
16-407MR ½ñÈÕÈÈÃÅʼþconsults on remaking class orders on application form requirements

½ñÈÕÈÈÃÅʼþtoday released a consultation paper proposing to remake four class orders that are due to expire (‘sunset’) in 2017 and to incorporate two ...

24 November 2016 MEDIA RELEASE
16-406 MR ½ñÈÕÈÈÃÅʼþupdates licence conditions on Morgans Financial Limited

½ñÈÕÈÈÃÅʼþand Morgans Financial Limited (Morgans) have agreed for an independent compliance consultant to monitor, evaluate and report on Morgans' ...

23 November 2016 MEDIA RELEASE
16-405MR ½ñÈÕÈÈÃÅʼþconsults on repealing ½ñÈÕÈÈÃÅʼþclass orders about holding client assets

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to repeal three class orders due to expire ('sunset') in 2017. These are: Class Order [CO ...

Last updated: 10/08/2024 11:23