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5191 media releases found
11 July 2017 MEDIA RELEASE
17-233MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Grey Oak Services Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Sydney-based company Grey Oak Services Pty Ltd (AFS 430752) for failing to ...

11 July 2017 MEDIA RELEASE
17-232MR ½ñÈÕÈÈÃÅʼþremakes ‘sunsetting’ class order on credit union member shares

½ñÈÕÈÈÃÅʼþhas remade Class Order [CO 02/1176] Credit union member shares in ½ñÈÕÈÈÃÅʼþCorporations (Credit Union Member Shares) Instrument 2017/616. [CO ...

11 July 2017 MEDIA RELEASE
17-231MR ½ñÈÕÈÈÃÅʼþconsults on new client money reporting rules

½ñÈÕÈÈÃÅʼþhas today released a consultation paper proposing to make new client money reporting rules (client money rules) for Australian financial ...

7 July 2017 MEDIA RELEASE
17-230MR ½ñÈÕÈÈÃÅʼþbans former representative of Patersons Securities Limited

½ñÈÕÈÈÃÅʼþhas banned Mr Emmanuel Joseph Duvnjak, of Carrara, Queensland, from providing financial services for five years after he engaged in unauthorised ...

7 July 2017 MEDIA RELEASE
17-229MR NAB makes corrective disclosure to customers about relationships within its wealth management business

An ½ñÈÕÈÈÃÅʼþinvestigation of a number of advice licensees within the National Australia Bank Group (NAB Group), for failing to disclose relationships ...

7 July 2017 MEDIA RELEASE
17-228MR ½ñÈÕÈÈÃÅʼþtakes action over misuse of 'sophisticated investor' certificates

½ñÈÕÈÈÃÅʼþis concerned that some accountants may be harming retail investors by inappropriately providing 'sophisticated investor' certificates. In ...

6 July 2017 MEDIA RELEASE
17-227MR AAT affirms ½ñÈÕÈÈÃÅʼþban of former AMP financial planner

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban Mr Rommel Panganiban from providing financial services ...

6 July 2017 MEDIA RELEASE
17-226MR ½ñÈÕÈÈÃÅʼþcommences proceedings against credit repair business

½ñÈÕÈÈÃÅʼþhas launched legal proceedings against Gold Coast-based credit repair business, Malouf Group Enterprises Pty Ltd (Malouf Group), and its ...

6 July 2017 MEDIA RELEASE
17-225MR ½ñÈÕÈÈÃÅʼþwarns investors not to engage with ‘Skyllex’

½ñÈÕÈÈÃÅʼþis warning the public not to use a website which promotes financial investments offered by 'Skyllex', a company incorporated in Australia. ½ñÈÕÈÈÃÅʼþ...

5 July 2017 MEDIA RELEASE
17-224MR ½ñÈÕÈÈÃÅʼþremakes ‘sunsetting’ class orders relating to registered schemes

½ñÈÕÈÈÃÅʼþhas remade four class orders relating to registered managed investment schemes, which were due to expire ('sunset') in 2017 and 2018. A new ...

Last updated: 10/08/2024 11:23