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5185 media releases found
24 January 2018 MEDIA RELEASE
18-019MR ½ñÈÕÈÈÃÅʼþreports on how large financial institutions manage conflicts of interest in financial advice

An ½ñÈÕÈÈÃÅʼþ (ASIC) review of financial advice provided by the five biggest vertically integrated financial ...

23 January 2018 MEDIA RELEASE
18-018MR Update on Commonwealth Bank financial planning licence conditions: progress on compensation scheme

Under additional licence conditions imposed on Commonwealth Financial Planning Ltd and Financial Wisdom Ltd by the Australian Securities and ...

23 January 2018 MEDIA RELEASE
18-017MR ½ñÈÕÈÈÃÅʼþacts against Thorn's Radio Rentals and secures multi million customer refunds for poor appliance rental outcomes

½ñÈÕÈÈÃÅʼþtoday announced a package of regulatory outcomes against Thorn's (Thorn Australia Pty Ltd's) consumer leasing businesses Radio Rentals, RR and ...

19 January 2018 MEDIA RELEASE
18-016MR Former Australian Bight Abalone CEO convicted over false and misleading information

Mr Andrew Ferguson, the former Chief Executive Officer of abalone farmer, Australian Bight Abalone (ABA), was today found guilty on 17 counts related ...

19 January 2018 MEDIA RELEASE
18-015MR ½ñÈÕÈÈÃÅʼþwarns financial services licensees against 'cutting corners' on death nomination forms

The ½ñÈÕÈÈÃÅʼþ (ASIC) is putting the financial advice sector on notice about meeting requirements for ...

18 January 2018 MEDIA RELEASE
18-014MR Enforceable undertaking places Queensland financial adviser under supervision for 12 months

The ½ñÈÕÈÈÃÅʼþ (ASIC) has accepted an enforceable undertaking (EU) from Duane Wright and his business, First ...

18 January 2018 MEDIA RELEASE
18-013MR ½ñÈÕÈÈÃÅʼþacts against ANZ for breaching responsible lending laws in its former Esanda car finance business

½ñÈÕÈÈÃÅʼþtoday announced a package of regulatory actions against Australia and New Zealand Banking Group Ltd (ANZ) for loans approved through its former ...

18 January 2018 MEDIA RELEASE
18-012MR ½ñÈÕÈÈÃÅʼþbans former Commonwealth Financial Planning adviser for 5 years

½ñÈÕÈÈÃÅʼþhas banned Kimberley Holgate, of Wagga Wagga, NSW, from providing financial services for five years.  Ms Holgate was an authorised ...

18 January 2018 MEDIA RELEASE
18-011MR National Warranty Company refunds $4.9 million for poor car warranty sales incentives

National Warranty Company (NWC) will refund approximately $4.9 million to 6,367 car warranty customers because its commission incentives breached the ...

17 January 2018 MEDIA RELEASE
18-010MR ½ñÈÕÈÈÃÅʼþaccepts voluntary licence variation from HLB Mann Judd Corporate Finance Pty Ltd to cease providing 'independent expert' advice

½ñÈÕÈÈÃÅʼþhas accepted a voluntary variation of the Australian financial services (AFS) licence of HLB Mann Judd Corporate Finance Pty Ltd, excluding the ...

Last updated: 10/08/2024 11:23