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5181 media releases found
14 May 2018 MEDIA RELEASE
18-135MR ½ñÈÕÈÈÃÅʼþconsults on short selling proposals

½ñÈÕÈÈÃÅʼþis seeking feedback on various proposals relating to both naked and covered short selling. ASIC’s public consultation coincides with the ...

9 May 2018 MEDIA RELEASE
18-134MR ½ñÈÕÈÈÃÅʼþpermanently bans former Perth insurance broker

½ñÈÕÈÈÃÅʼþhas permanently banned Perth insurance broker, Mr Antonino Gucciardi, from the financial services industry for misleading, deceptive and ...

8 May 2018 MEDIA RELEASE
18-133MR ½ñÈÕÈÈÃÅʼþrestricts Big Un Limited from issuing a reduced content prospectus

½ñÈÕÈÈÃÅʼþhas restricted Big Un Limited (Big Un) from eligibility to issue a reduced-content prospectus until 2 May 2019. The decision means Big Un will ...

8 May 2018 MEDIA RELEASE
18-132MR ½ñÈÕÈÈÃÅʼþtakes action against NSW financial adviser

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court of Australia against New South Wales financial adviser Graeme Walter Miller and three related ...

8 May 2018 MEDIA RELEASE
18-128MR Orica increases environmental provision

½ñÈÕÈÈÃÅʼþnotes the decision by Orica Limited (Orica) on 7 May 2018 to increase the amount of its environmental provision by $115 million in its financial ...

4 May 2018 MEDIA RELEASE
18-131MR ½ñÈÕÈÈÃÅʼþrevises licensing regime for domestic and overseas market operators

½ñÈÕÈÈÃÅʼþhas modernised and updated its regulatory guidance on the licensing regime for financial markets. Regulatory Guide 172 Financial markets: ...

4 May 2018 MEDIA RELEASE
18-130MR ½ñÈÕÈÈÃÅʼþconsolidates guidance on market integrity rules for market participants

½ñÈÕÈÈÃÅʼþhas today published two regulatory guides that consolidate and replace guidance in seven regulatory guides for securities and futures markets ...

3 May 2018 MEDIA RELEASE
18-129MR Financial planner charged over fraudulent voting in credit union election

Following an ½ñÈÕÈÈÃÅʼþinvestigation, Mr Neil John Evans, 57, of Wodonga, Victoria, has been charged over fraudulent voting in the director elections for ...

3 May 2018 MEDIA RELEASE
18-127MR ½ñÈÕÈÈÃÅʼþreviews accountant compliance with changes to SMSF advice licensing

½ñÈÕÈÈÃÅʼþhas completed a review designed to identify unlicensed accountants recommending clients set up self-managed superannuation funds (unlicensed ...

2 May 2018 MEDIA RELEASE
18-125MR ½ñÈÕÈÈÃÅʼþpermanently bans former authorised representative Michael Taylor from providing financial services

½ñÈÕÈÈÃÅʼþhas permanently banned Queensland financial adviser Mr Michael Gordon McIlwraith Taylor from providing financial services. Mr Taylor was an ...

Last updated: 10/08/2024 11:23