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5181 media releases found
29 June 2018 MEDIA RELEASE
18-195MR Dover Financial Advisers’ financial services licence to be cancelled

On 28 June 2018, ½ñÈÕÈÈÃÅʼþaccepted a Court Enforceable Undertaking from Melbourne-based Dover Financial Advisers Pty Ltd and its sole director, Mr Terry ...

29 June 2018 MEDIA RELEASE
18-194MR ½ñÈÕÈÈÃÅʼþdisqualifies former director of Walton Construction from managing companies for four years

½ñÈÕÈÈÃÅʼþhas disqualified Mr Craig Hall Walton of East Melbourne, Victoria, from managing companies for four years as a result of his involvement in two ...

28 June 2018 MEDIA RELEASE
18-193MR ½ñÈÕÈÈÃÅʼþaccepts variation to NAB enforceable undertaking to address inadequacies in its wholesale spot FX business

½ñÈÕÈÈÃÅʼþhas accepted a variation to an enforceable undertaking provided by National Australia Bank Limited (NAB) relating to its wholesale spot foreign ...

28 June 2018 MEDIA RELEASE
18-192MR SMSF advice needs significant improvement

Around 90% of financial advice on setting up a self-managed super fund (SMSF) did not comply with relevant laws, a review by the Australian ...

28 June 2018 MEDIA RELEASE
18-191MR Sydney woman jailed for dishonesty offences and dealing with proceeds of crime

Sydney woman Sarah Jane Busteed has been sentenced in the District Court of New South Wales to two years’ imprisonment following an ½ñÈÕÈÈÃÅʼþ...

28 June 2018 MEDIA RELEASE
18-190MR ½ñÈÕÈÈÃÅʼþcalls on retail OTC derivatives sector to improve practices

½ñÈÕÈÈÃÅʼþhas called on participants in the retail over-the-counter (OTC) derivatives sector to improve their practices after recent ½ñÈÕÈÈÃÅʼþactivities ...

28 June 2018 MEDIA RELEASE
18-189MR ½ñÈÕÈÈÃÅʼþbans financial adviser for 4 years

½ñÈÕÈÈÃÅʼþhas banned financial adviser Mr Graeme Ashley Cowper, of Oatley, NSW, from providing financial services for 4 years after an investigation found ...

27 June 2018 MEDIA RELEASE
18-188MR ½ñÈÕÈÈÃÅʼþtakes civil penalty action against AMP Financial Planning for alleged failures relating to insurance advices

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court today against AMP Financial Planning in relation to alleged failure by AMPFP to ensure its ...

27 June 2018 MEDIA RELEASE
18-187MR ½ñÈÕÈÈÃÅʼþreports on proxy adviser engagement practices

½ñÈÕÈÈÃÅʼþtoday published a report on proxy adviser engagement practices during the 2017 annual general meeting season. The report covers conduct observed ...

27 June 2018 MEDIA RELEASE
18-186MR Former Kimberley Diamonds executive chairman acquitted on two charges of misleading the market. Jury unable to agree on remaining charges

Mr Alexandre Alexander, the former executive chairman of Kimberley Diamonds Ltd (Kimberley Diamonds), was on 25 June 2018 found not guilty on two ...

Last updated: 10/08/2024 11:23