Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ½ñÈÕÈÈÃÅʼþregulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
½ñÈÕÈÈÃÅʼþhas banned Hobart financial planner Matthew Geappen from providing financial services for a period of five years. ASIC’s concerns related to Mr ...
Adelaide financial adviser, Tai Thanh Nguyen, has been permanently banned from providing financial services after an ½ñÈÕÈÈÃÅʼþinvestigation found that he ...
½ñÈÕÈÈÃÅʼþhas appointed Morgan Stanley Wealth Management Australia Pty Ltd (Morgan Stanley) to sell 12,025,519 ordinary shares (Sale Shares) in Tribune ...
Following an ½ñÈÕÈÈÃÅʼþinvestigation, the Federal Court of Australia has wound up Australian financial services Licensee CFS Private Wealth Pty Ltd and ...
½ñÈÕÈÈÃÅʼþhas imposed additional conditions on the Australian financial services (AFS) licence of HNW Planning Pty Ltd (HNW). This follows a surveillance ...
½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Supreme Court of Queensland against Richard Gardner, a credit representative and former financial adviser; and ...
½ñÈÕÈÈÃÅʼþhas imposed additional conditions on the Australian Financial Services licence of Kaz Capital Pty Ltd (Kaz). ½ñÈÕÈÈÃÅʼþis concerned with the ...
½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence held by Halifax Investment Services Pty Ltd (Halifax) until 10 January 2020. ...
½ñÈÕÈÈÃÅʼþhas applied to the Federal Court to wind up Traditional Therapy Clinics Limited (TTC), a company that was previously listed on the Australian ...
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse Michael David Watson an Australian Financial Services (AFS) licence. ...
Find a media release
Speeches
Articles
Key matters
For journalists
More information