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5181 media releases found
17 June 2019 MEDIA RELEASE
19-141MR Queensland lawyer found to have given false or misleading information to ASIC

Ms Mary-Anne Greaves, of Mount Sheridan, Queensland, has been sentenced by the Brisbane Magistrates’ Court after earlier pleading guilty to one count ...

17 June 2019 MEDIA RELEASE
19-140MR Federal Court fixes liquidators’ remuneration for winding up three Adelaide companies and orders them to repay $1.9m plus interest and ASIC’s costs

On 12 June 2019, Justice Besanko of the South Australian Division of the Federal Court of Australia fixed remuneration sought by Adelaide liquidators ...

17 June 2019 MEDIA RELEASE
19-139MR ½ñÈÕÈÈÃÅʼþissues guidance to licensees to protect against share sale fraud

½ñÈÕÈÈÃÅʼþhas provided guidance for Australian financial service (AFS) licensees about how they can mitigate the risks to their clients and business of ...

14 June 2019 MEDIA RELEASE
19-138MR ½ñÈÕÈÈÃÅʼþcancels credit licence of Rochelle Anne Weinert

½ñÈÕÈÈÃÅʼþhas cancelled the credit licence of Rochelle Anne Weinert. ½ñÈÕÈÈÃÅʼþfound that Ms Weinert had acted dishonestly and was not a fit and proper person ...

14 June 2019 MEDIA RELEASE
19-137MR ANZ complies with ½ñÈÕÈÈÃÅʼþcourt enforceable undertaking

Australia and New Zealand Banking Group Limited (ANZ) has complied with the Court Enforceable Undertaking (CEU) entered into with ½ñÈÕÈÈÃÅʼþin March 2018 ...

12 June 2019 MEDIA RELEASE
19-136MR High Court dismisses ½ñÈÕÈÈÃÅʼþappeal in APY Lands book up case

The High Court of Australia has today dismissed ASIC’s appeal against the decision of the Full Federal Court in an ½ñÈÕÈÈÃÅʼþaction against Mr Lindsay ...

12 June 2019 MEDIA RELEASE
19-135MR ½ñÈÕÈÈÃÅʼþuses conflicted remuneration powers against SMSF advisers

On 7 June 2019 ½ñÈÕÈÈÃÅʼþcommenced civil penalty proceedings in the Federal Court against R M Capital Pty Ltd (RM Capital) and its authorised ...

11 June 2019 MEDIA RELEASE
19-134MR Commonwealth Financial Planning completes compliance with ½ñÈÕÈÈÃÅʼþCourt Enforceable Undertaking

Commonwealth Financial Planning (CFPL) has complied with the Court Enforceable Undertaking (CEU) entered into with ½ñÈÕÈÈÃÅʼþin April 2018 regarding ...

11 June 2019 MEDIA RELEASE
19-133MR Federal Court finds Whitebox Trading Pty Ltd and its sole director did not engage in market manipulation

The Federal Court of Australia found, on 7 June 2019, that Whitebox Trading Pty Ltd and its sole director and principal, Johannes Boshoff, did not ...

7 June 2019 MEDIA RELEASE
19-132MR Former Adelaide adviser charged with theft

Former Adelaide financial adviser, Robert Pryor Smith, has appeared in the Adelaide Magistrates’ Court after being charged with 27 dishonesty ...

Last updated: 10/08/2024 11:23