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5180 media releases found
24 July 2019 MEDIA RELEASE
19-190MR ½ñÈÕÈÈÃÅʼþbans Sydney adviser Sam Henderson for three years

Sydney-based financial adviser, Sam Maxwell Henderson, has been banned from providing financial services for a period of three years following an ...

22 July 2019 MEDIA RELEASE
19-189MR ½ñÈÕÈÈÃÅʼþacts against SMSF auditor misconduct

½ñÈÕÈÈÃÅʼþhas acted to disqualify or add conditions to the registration of a number of auditors of self-managed superannuation funds (SMSFs). The actions ...

18 July 2019 MEDIA RELEASE
19-188MR ½ñÈÕÈÈÃÅʼþproposes to ban unsolicited telephone sales of life insurance and consumer credit insurance

½ñÈÕÈÈÃÅʼþis inviting feedback on its proposal to ban unsolicited telephone sales of direct life insurance and consumer credit insurance (CCI). Such a ban ...

17 July 2019 MEDIA RELEASE
19-187MR ½ñÈÕÈÈÃÅʼþcancels the licence of Golden Financial Group Pty Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Melbourne based financial services provider, Golden Financial Group Pty Ltd ...

15 July 2019 MEDIA RELEASE
19-186MR Directed verdict in the case against former chief executive officer and former chief operating officer of Hastie Services

The New South Wales District Court has ordered a jury to enter verdicts of not guilty in relation to all charges against the chief executive officer ...

15 July 2019 MEDIA RELEASE
19-185MR ½ñÈÕÈÈÃÅʼþdisqualifies ‘deemed director’ from managing companies for three years

½ñÈÕÈÈÃÅʼþhas disqualified Justin Lee Fischer of Rose Bay, NSW, from managing companies for three years for his involvement in two failed companies.  ...

12 July 2019 MEDIA RELEASE
19-184MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of Australian Mutual Holdings Limited

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services licence (AFS licence) of Sydney-based financial services provider Australian Mutual Holdings ...

12 July 2019 MEDIA RELEASE
19-183MR ½ñÈÕÈÈÃÅʼþcancels AFS licence of CWS Mortgage Ltd

½ñÈÕÈÈÃÅʼþhas cancelled the Australian financial services (AFS) licence of Hobart-based CWS Mortgage Ltd (CWS).  CWS operated the CWS Mortgage Fund ARSN ...

12 July 2019 MEDIA RELEASE
19-182MR ½ñÈÕÈÈÃÅʼþensures licensees meet their AFCA membership obligations

After commencing operations on 1 November 2018, the Australian Financial Complaints Authority (AFCA) advised ½ñÈÕÈÈÃÅʼþthat 58 financial services ...

11 July 2019 MEDIA RELEASE
19-181MR ½ñÈÕÈÈÃÅʼþpermanently bans Melbourne finance broker from credit and financial services and cancels company licence

½ñÈÕÈÈÃÅʼþhas permanently banned Wayne Saman from providing financial services and engaging in credit activities and has cancelled the Australian credit ...

Last updated: 10/08/2024 11:23