½ñÈÕÈÈÃÅʼþ

Find a media release


5176 media releases found
26 March 2020 MEDIA RELEASE
20-073MR Former NSW South Coast financial advisor sentenced for dishonestly obtaining client funds

Trevor William Martin, former Kiama financial advisor, has been sentenced to three years’ imprisonment to be served by way of Intensive Corrections ...

24 March 2020 MEDIA RELEASE
20-072MR ½ñÈÕÈÈÃÅʼþbans Western Australian adviser for four years

½ñÈÕÈÈÃÅʼþhas banned Kelmscott-based financial adviser Mr Anthony Hilsley from providing financial services for four years. This follows an ½ñÈÕÈÈÃÅʼþ...

24 March 2020 MEDIA RELEASE
20-071MR Former director disqualified after transferring business and leaving insufficient assets to pay creditors

½ñÈÕÈÈÃÅʼþhas disqualified Mr Damien John Harvie of Ormeau Hills QLD from managing corporations for four years following his involvement in the failure of ...

23 March 2020 MEDIA RELEASE
20-070MR ½ñÈÕÈÈÃÅʼþrecalibrates its regulatory priorities to focus on COVID-19 challenges

In coordination with the Council of Financial Regulators, ½ñÈÕÈÈÃÅʼþwill focus its regulatory efforts on challenges created by the COVID-19 pandemic. ...

20 March 2020 MEDIA RELEASE
20-069MR ½ñÈÕÈÈÃÅʼþsuspends AFS licence of Longhou Capital Markets Pty Ltd

½ñÈÕÈÈÃÅʼþhas suspended the Australian financial services (AFS) licence of Longhou Capital Markets Pty Ltd (Longhou), a Queensland-based financial ...

20 March 2020 MEDIA RELEASE
20-068MR Guidelines for meeting upcoming AGM and financial reporting requirements

Annual general meetings Coronavirus (COVID-19) may temporarily impact on companies’ ability to hold an annual general meeting (AGM). This issue is ...

18 March 2020 MEDIA RELEASE
20-067MR Societe Generale Securities Australia Pty Ltd charged with breaching client money obligations

On 17 March Societe Generale Securities Australia Pty Ltd (SGSAPL) appeared in the Downing Centre Local Court in Sydney on criminal charges, ...

17 March 2020 MEDIA RELEASE
20-066MR AMP Life and AMP Capital pay penalties in relation to trade reporting rules

AMP Life Limited (AMP Life) has paid a penalty of $275,500 and AMP Capital Investors Limited (AMP Capital) has paid a penalty of $250,500 to comply ...

17 March 2020 MEDIA RELEASE
20-065MR ½ñÈÕÈÈÃÅʼþcommenced proceedings against Colonial First State over dealings with MySuper accounts

On 16 March 2020, ½ñÈÕÈÈÃÅʼþcommenced civil penalty proceedings in the Federal Court against Colonial First State Investments Limited (CFSIL) in its own ...

16 March 2020 MEDIA RELEASE
20-064MR ½ñÈÕÈÈÃÅʼþcommences proceedings against CBA over the credit services provided to problem gambler – Royal Commission case study

½ñÈÕÈÈÃÅʼþhas commenced proceedings in the Federal Court against Commonwealth Bank of Australia (CBA) for alleged contraventions of the responsible ...

Last updated: 10/08/2024 11:23