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5174 media releases found
27 September 2021 MEDIA RELEASE
21-261MR ½ñÈÕÈÈÃÅʼþbans Queensland adviser for four years

½ñÈÕÈÈÃÅʼþhas banned Queensland-based financial adviser Frederick Steven Ackerman from providing financial services and performing any function involved ...

24 September 2021 MEDIA RELEASE
21-260MR Former Wodonga director charged with making false statement

Mr Daniel Dixon, of Wodonga in Victoria, has been charged with making a false or misleading statement to ASIC. Following an ½ñÈÕÈÈÃÅʼþinvestigation, it is ...

24 September 2021 MEDIA RELEASE
21-259MR Trojan group director disqualified from managing corporations for two years

Mr Justin Benjamin James Brinkies, of Woodcroft, South Australia, has been disqualified from managing corporations for two years for his involvement ...

24 September 2021 MEDIA RELEASE
21-258MR Report on competition in the Australian funds management industry released

½ñÈÕÈÈÃÅʼþhas today released a report on the state of competition in Australia’s funds management industry. ½ñÈÕÈÈÃÅʼþcommissioned independent research by ...

23 September 2021 MEDIA RELEASE
21-257MR ½ñÈÕÈÈÃÅʼþpublishes guidance on hawking reforms

½ñÈÕÈÈÃÅʼþhas published updated regulatory guidance on the prohibition of hawking financial products. ASIC’s updated regulatory guide (RG 38) reflects the ...

23 September 2021 MEDIA RELEASE
21-256MR ½ñÈÕÈÈÃÅʼþwarns of social media led ‘pump and dump’ campaigns

½ñÈÕÈÈÃÅʼþhas noted a concerning trend of social media posts being used to coordinate ‘pump and dump’ activity in listed stocks, which may amount to ...

22 September 2021 MEDIA RELEASE
21-255MR Mosaic Brands increases lease make good provision

½ñÈÕÈÈÃÅʼþnotes the decision by Mosaic Brands Limited (Mosaic Brands) to increase its lease make good provision to $8.3 million in its financial report ...

22 September 2021 MEDIA RELEASE
21-254MR Academies Australasia Group records property make good provision

½ñÈÕÈÈÃÅʼþnotes the decision by Academies Australasia Group Limited (Academies) to record a make good provision of $452,000 in its financial report for ...

22 September 2021 MEDIA RELEASE
21-253MR ½ñÈÕÈÈÃÅʼþbans former dealer and portfolio manager Dylan Rands for market manipulation

½ñÈÕÈÈÃÅʼþhas banned Dylan Christopher Rands, of Sydney, NSW, from providing financial services for five years after finding he engaged in market ...

17 September 2021 MEDIA RELEASE
21-252MR ½ñÈÕÈÈÃÅʼþpermanently bans former Sydney financial adviser

½ñÈÕÈÈÃÅʼþhas permanently banned former financial adviser Ross Andrew Hopkins from providing financial services or from controlling an entity carrying on ...

Last updated: 10/08/2024 11:23