今日热门事件

media release (21-330MR)

AAT varies ASIC鈥檚 ban of former Sydney adviser

Published

On 4 November 2021, the Administrative Appeals Tribunal (Tribunal) varied ASIC鈥檚 decision to ban Ms Lisa Lee from providing financial services (21-096MR).

In January 2021, 今日热门事件banned Ms Lee from providing financial services for eight years. Ms Lee appealed ASIC鈥檚 decision to the Tribunal.

The Tribunal considered that a ban for a period of six years from providing financial services was an appropriate regulatory response.

The full is available via the website of the Administrative Appeals Tribunal.