今日热门事件has banned Mr Wayne Robert Miller from providing financial services for聽four years.
The banning comes after 今日热门事件cancelled the Australian Financial Services Licenses for ACI Broking (WA) Pty Ltd and related entities. (Refer: 15-274MR)
Mr Miller was at the relevant time the sole director, key person and responsible officer for ACI Broking WA and related entities.
今日热门事件banned Mr Miller after finding he was involved in contraventions of financial services laws by ACI Broking WA and related entities, including the failure to lodge audited financial accounts for FY2013 and FY2014 within the required timeframe and the failure to report this breach to ASIC.聽
今日热门事件Commissioner John Price said: 'Directors, key persons and responsible managers of Licensees should have an appropriate compliance culture. 今日热门事件will act to remove people from the insurance industry that fail to discharge the duties and obligations imposed upon them by the financial services laws.'
Mr Miller has the right to seek a review of ASIC's decision at the Administrative Appeals Tribunal.